Exam Details
| Subject | securities laws and financial markets | |
| Paper | ||
| Exam / Course | m.b.a. (cm) | |
| Department | ||
| Organization | Alagappa University Distance Education | |
| Position | ||
| Exam Date | December, 2017 | |
| City, State | tamil nadu, karaikudi |
Question Paper
DISTANCE EDUCATION
M.B.A. DEGREE EXAMINATION, DECEMBER 2017.
Third Semester
SECURITIES LAWS AND FINANCIAL MARKETS
(Upto 2012-2013 Academic year and 2013 Calendar year)
Time Three hours Maximum 100 marks
SECTION A — X 8 40 marks)
Answer any FIVE questions.
1. Bring out the importance of Money Market.
2. Show an overview of International Capital Market.
3. Explain the benefits of Credit Rating.
4. State the SEBI guidelines for IPO.
5. What do you know about Electronic Trading in
Securities? Explain.
6. How will you evaluate the performance of Mutual Funds?
7. Draft a note on Sweat Equity Shares.
8. State the RBI regulations for Mutual Funds.
Sub. Code
31
DE-3126
2
sp4
SECTION B — × 15 60 marks)
Answer any FOUR questions.
9. What are the constituents of Indian Financial System?
10. List out the objectives and functions of SEBI.
11. Give a detailed note on Treasury Bill Market.
12. What are the advantages and disadvantages of Primary
Market?
13. Explain the Code of Conduct for Stock Brokers.
14. How do you classify Mutual Funds? Explain them.
15. Discuss the role of Merchant Bankers and Underwriters
in a Primary Market.
M.B.A. DEGREE EXAMINATION, DECEMBER 2017.
Third Semester
SECURITIES LAWS AND FINANCIAL MARKETS
(Upto 2012-2013 Academic year and 2013 Calendar year)
Time Three hours Maximum 100 marks
SECTION A — X 8 40 marks)
Answer any FIVE questions.
1. Bring out the importance of Money Market.
2. Show an overview of International Capital Market.
3. Explain the benefits of Credit Rating.
4. State the SEBI guidelines for IPO.
5. What do you know about Electronic Trading in
Securities? Explain.
6. How will you evaluate the performance of Mutual Funds?
7. Draft a note on Sweat Equity Shares.
8. State the RBI regulations for Mutual Funds.
Sub. Code
31
DE-3126
2
sp4
SECTION B — × 15 60 marks)
Answer any FOUR questions.
9. What are the constituents of Indian Financial System?
10. List out the objectives and functions of SEBI.
11. Give a detailed note on Treasury Bill Market.
12. What are the advantages and disadvantages of Primary
Market?
13. Explain the Code of Conduct for Stock Brokers.
14. How do you classify Mutual Funds? Explain them.
15. Discuss the role of Merchant Bankers and Underwriters
in a Primary Market.
Other Question Papers
Subjects
- business environment
- business laws
- business research
- company law and practice
- corporate accounting
- corporate audit and compliance management
- corporate finance and tax management
- corporate governance
- corporate restructuring
- corporate social responsibility and ethics
- corporate strategic management
- financial and management accounting
- global business and mncs
- growth management
- it for corporate management
- management concepts
- managerial economics
- organisational behaviour
- quality management
- quantitative methods
- securities laws and financial markets