Exam Details
| Subject | securities laws and financial markets | |
| Paper | ||
| Exam / Course | m.b.a. (cm) | |
| Department | ||
| Organization | Alagappa University Distance Education | |
| Position | ||
| Exam Date | December, 2017 | |
| City, State | tamil nadu, karaikudi |
Question Paper
DISTANCE EDUCATION
M.B.A. DEGREE EXAMINATION, DECEMBER 2017.
Third Semester
SECURITIES LAWS AND FINANCIAL MARKETS
(2013-14 Academic Year and 2014 Calendar Year onwards)
Time Three hours Maximum 100 marks
PART A — X 8 40 marks)
Answer any FIVE questions.
1. Explain foreign exchange market and its functions.
2. Explain the role and function of SEBI in regulating
capital market.
3. Write short note on
Cumulative preference share
Redeemable preference share
Convertible preference share
Participative preference share.
4. What is debenture? What are its types?
5. Explain the process of book building.
6. Explain underwriting and its importance.
7. Discuss the function of secondary markets.
8. Evaluate the advantages of Mutual funds.
Sub. Code
35
DE-3340
WS
2
PART B — X 15 60 marks)
Answer any FOUR questions.
9. Discuss the growth of financial markets in India.
10. Explain the features and advantages of credit rating.
11. Discuss the role of financial intermediaries.
12. Explain the types of money market instruments.
13. Discuss the role of financial institution involved in new
issues.
14. Explain the types of mutual fund.
15. Explain the process of trading securities in secondary
market.
————————
M.B.A. DEGREE EXAMINATION, DECEMBER 2017.
Third Semester
SECURITIES LAWS AND FINANCIAL MARKETS
(2013-14 Academic Year and 2014 Calendar Year onwards)
Time Three hours Maximum 100 marks
PART A — X 8 40 marks)
Answer any FIVE questions.
1. Explain foreign exchange market and its functions.
2. Explain the role and function of SEBI in regulating
capital market.
3. Write short note on
Cumulative preference share
Redeemable preference share
Convertible preference share
Participative preference share.
4. What is debenture? What are its types?
5. Explain the process of book building.
6. Explain underwriting and its importance.
7. Discuss the function of secondary markets.
8. Evaluate the advantages of Mutual funds.
Sub. Code
35
DE-3340
WS
2
PART B — X 15 60 marks)
Answer any FOUR questions.
9. Discuss the growth of financial markets in India.
10. Explain the features and advantages of credit rating.
11. Discuss the role of financial intermediaries.
12. Explain the types of money market instruments.
13. Discuss the role of financial institution involved in new
issues.
14. Explain the types of mutual fund.
15. Explain the process of trading securities in secondary
market.
————————
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- business environment
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- corporate finance and tax management
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- corporate social responsibility and ethics
- corporate strategic management
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