Exam Details
| Subject | securities laws and financial markets | |
| Paper | ||
| Exam / Course | m.b.a. (cm) | |
| Department | ||
| Organization | Alagappa University Distance Education | |
| Position | ||
| Exam Date | May, 2018 | |
| City, State | tamil nadu, karaikudi |
Question Paper
DISTANCE EDUCATION
M.B.A. DEGREE EXAMINATION, MAY 2018.
Third Semester
SECURITIES LAWS AND FINANCIAL MARKETS
(Upto 2012-2013 Academic Year 2013 Calendar Year)
Time Three hours Maximum 100 marks
SECTION A — x 8 40 marks)
Answer any FIVE questions.
1. Explain the concept of financial system. State its various
constituents.
2. Describe the functions performed by foreign exchange
market.
3. State briefly the different types of investors and their
need.
4. Are companies service providers and benefiters of
financial market? Discuss.
5. What are treasury bills? Distinguish them from
commercial bills.
6. Define secondary market. Narrate its functions.
7. Summarise the benefits of electronic trading in securities.
8. Distinguish between open ended and close ended mutual
funds.
Sub. Code
31
DE-4238
2
Ws9
SECTION B — x 15 60 marks)
Answer any FOUR questions.
9. Summarise the regulatory authorities governing financial
market.
10. Discuss the scope of international capital market.
11. State and explain the new instruments of capital market.
12. Describe the role of institutions involved in primary
market.
13. Summarise the rules and regulations and code of conduct
framed by the debenture trustees.
14. Write an elaborate note on regulatory framework and
control of secondary market.
15. What are SEBI and RBI regulations for mutual funds
and exchange traded funds?
————————
M.B.A. DEGREE EXAMINATION, MAY 2018.
Third Semester
SECURITIES LAWS AND FINANCIAL MARKETS
(Upto 2012-2013 Academic Year 2013 Calendar Year)
Time Three hours Maximum 100 marks
SECTION A — x 8 40 marks)
Answer any FIVE questions.
1. Explain the concept of financial system. State its various
constituents.
2. Describe the functions performed by foreign exchange
market.
3. State briefly the different types of investors and their
need.
4. Are companies service providers and benefiters of
financial market? Discuss.
5. What are treasury bills? Distinguish them from
commercial bills.
6. Define secondary market. Narrate its functions.
7. Summarise the benefits of electronic trading in securities.
8. Distinguish between open ended and close ended mutual
funds.
Sub. Code
31
DE-4238
2
Ws9
SECTION B — x 15 60 marks)
Answer any FOUR questions.
9. Summarise the regulatory authorities governing financial
market.
10. Discuss the scope of international capital market.
11. State and explain the new instruments of capital market.
12. Describe the role of institutions involved in primary
market.
13. Summarise the rules and regulations and code of conduct
framed by the debenture trustees.
14. Write an elaborate note on regulatory framework and
control of secondary market.
15. What are SEBI and RBI regulations for mutual funds
and exchange traded funds?
————————
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