Exam Details
| Subject | corporate compliance management | |
| Paper | ||
| Exam / Course | m.b.a. in corporate secretaryship | |
| Department | ||
| Organization | alagappa university | |
| Position | ||
| Exam Date | April, 2016 | |
| City, State | tamil nadu, karaikudi |
Question Paper
M.B.A. DEGREE EXAMINATION, APRIL 2016
Corporate Secretary Ship
CORPORATE COMPLIANCE MANAGEMENT
(2012 onwards)
Time 3 Hours Maximum 75 Marks
Part A 3 15)
Answer all questions.
1. Define Adequate Compliance.
2. What is Secretarial Audit?
3. Define SME.
4. Explain ADR.
5. What is the period of Certification?
Part B 10 50)
Answer all questions choosing either or
6. What is a Compliance Certificate?
Or
What is the process to issue securities by
7. What is the penalty for Non- Compliance?
Or
State the certificates to be filed in connection with
post issue work.
Sub. Code
622306
RW-10950
2
ws 4
8. Explain the documentation and process involved in
Depository Receipts.
Or
What mechanisms are adopted for self regulations?
9. What are the eligibility norms for public issue?
Or
Prepare a specimen Compliance Certificate.
10. Describe the procedures of certification and signing
for incorporation of a company.
Or
What is the procedure to appoint managerial
personnel?
Part C
(Compulsory)
11. Prepare a checklist for compliance management
regarding the filing of forms, returns, documents with the
registrar?
Corporate Secretary Ship
CORPORATE COMPLIANCE MANAGEMENT
(2012 onwards)
Time 3 Hours Maximum 75 Marks
Part A 3 15)
Answer all questions.
1. Define Adequate Compliance.
2. What is Secretarial Audit?
3. Define SME.
4. Explain ADR.
5. What is the period of Certification?
Part B 10 50)
Answer all questions choosing either or
6. What is a Compliance Certificate?
Or
What is the process to issue securities by
7. What is the penalty for Non- Compliance?
Or
State the certificates to be filed in connection with
post issue work.
Sub. Code
622306
RW-10950
2
ws 4
8. Explain the documentation and process involved in
Depository Receipts.
Or
What mechanisms are adopted for self regulations?
9. What are the eligibility norms for public issue?
Or
Prepare a specimen Compliance Certificate.
10. Describe the procedures of certification and signing
for incorporation of a company.
Or
What is the procedure to appoint managerial
personnel?
Part C
(Compulsory)
11. Prepare a checklist for compliance management
regarding the filing of forms, returns, documents with the
registrar?
Other Question Papers
Subjects
- company accounts and auditing practices
- company law and practice – i
- company law and practice – ii
- corporate compliance management
- direct tax laws
- economic and other legislations
- general laws
- securities laws and regulation of financial markets