Exam Details
| Subject | corporate audit and compliance management | |
| Paper | ||
| Exam / Course | m.b.a. (cm) | |
| Department | ||
| Organization | Alagappa University Distance Education | |
| Position | ||
| Exam Date | December, 2017 | |
| City, State | tamil nadu, karaikudi |
Question Paper
DISTANCE EDUCATION
M.B.A. DEGREE EXAMINATION, DECEMBER 2017.
Fourth Semester
CORPORATE AUDIT AND COMPLIANCE MANAGEMENT
(Upto 2012-13 Academic year and 2013 Calendar year)
Time Three hours Maximum 100 marks
SECTION A — X 8 40 marks)
Answer any FIVE questions.
1. What is cost audit? State its legal provisions.
2. Describe the significance of compliance management.
3. What are the scope of due diligence?
4. Discuss the process of secretarial audit.
5. Draw the specimen of compliance certificate.
6. Writ a note on 'Inside Trading'.
7. Explain the concept of share transfer audit.
8. What are the mechanism for self regulations of securities
management and compliances?
Sub. Code
42
DE-3133
2
Ws2
SECTION B — X 15 60 marks)
Answer any FOUR questions.
9. Describe the various steps in the evaluation of internal
control system.
10. Explain the factors to be kept in mind white conducting
due diligence.
11. Discuss the process of compliance management system.
12. Discuss the need and scope of secretarial audit.
13. Describe the significance and advantages of securities
management and compliances.
14. Discuss the documents to be filed with SEBI regarding
due diligence of precapital issue work.
15. What are procedures to be followed for approval of post
capital issue compliances?
————————
M.B.A. DEGREE EXAMINATION, DECEMBER 2017.
Fourth Semester
CORPORATE AUDIT AND COMPLIANCE MANAGEMENT
(Upto 2012-13 Academic year and 2013 Calendar year)
Time Three hours Maximum 100 marks
SECTION A — X 8 40 marks)
Answer any FIVE questions.
1. What is cost audit? State its legal provisions.
2. Describe the significance of compliance management.
3. What are the scope of due diligence?
4. Discuss the process of secretarial audit.
5. Draw the specimen of compliance certificate.
6. Writ a note on 'Inside Trading'.
7. Explain the concept of share transfer audit.
8. What are the mechanism for self regulations of securities
management and compliances?
Sub. Code
42
DE-3133
2
Ws2
SECTION B — X 15 60 marks)
Answer any FOUR questions.
9. Describe the various steps in the evaluation of internal
control system.
10. Explain the factors to be kept in mind white conducting
due diligence.
11. Discuss the process of compliance management system.
12. Discuss the need and scope of secretarial audit.
13. Describe the significance and advantages of securities
management and compliances.
14. Discuss the documents to be filed with SEBI regarding
due diligence of precapital issue work.
15. What are procedures to be followed for approval of post
capital issue compliances?
————————
Other Question Papers
Subjects
- business environment
- business laws
- business research
- company law and practice
- corporate accounting
- corporate audit and compliance management
- corporate finance and tax management
- corporate governance
- corporate restructuring
- corporate social responsibility and ethics
- corporate strategic management
- financial and management accounting
- global business and mncs
- growth management
- it for corporate management
- management concepts
- managerial economics
- organisational behaviour
- quality management
- quantitative methods
- securities laws and financial markets